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Ontario Securities Commission
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The Ontario Securities Commission, the regulatory body responsible for administering the Securities Act and Commodity Futures Act, is mandated to protect investors from unfair, improper or dishonest practices and to foster fair, efficient capital markets and confidence in their integrity.
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Investment Funds Institute of Canada
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Founded in 1962, The Investment Funds Institute of Canada (IFIC) is the national association of the Canadian investment funds industry and is dedicated to enhancing the integrity and growth of the industry. IFIC is the voice of the industry and provides services that improve the regulatory framework, improve Members knowledge and proficiency, improve efficiencies, enhance investor confidence and facilitate communications among Members. Membership comprises mutual fund management companies, retail distributors and service providers from the legal, accounting and other professions. IFIC believes in providing Members with a consistently high level of service in a cooperative forum to allow Members to work together to enhance their industry.
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Advocis - The Financial Advisors Association of Canada
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We are a professional organization representing 18,000 advisors who are committed to putting client interests first. With 51 chapters in most major cities and towns across Canada, our members benefit from access to professional development and advocacy programs and networking opportunities.
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Million Dollar Round Table
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The Million Dollar Round Table (MDRT) is the Premier Association of Financial Professionals. To be a valued, member-driven international network of leading insurance and investment financial services professionals/advisors who serve their clients by exemplary performance and the highest standards of ethics, knowledge, service and productivity.
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Financial Standards Planning Council
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CFP professionals can specialize in many different disciplines and may be compensated by a variety of means. Regardless of whether they are actively involved in financial planning or in other areas of financial services, all CFP professionals must subscribe to the same Code of Ethics based on seven Principles: Integrity, Objectivity, Competence, Fairness, Confidentiality, Professionalism and Diligence. These Principles recognize the individual CFP professional's responsibilities to the public, clients, colleagues, employers and the profession.
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Elder Planning Counsellor
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Plan your future with an Elder Planning Counselor. Take advantage of the wealth of knowledge designed by Canadians for Canadian professionals. If you are part of Canada's largest, growing population segment, the 55-plus crowd, then you will profit by working with an EPC. These people know and understand the issues and alternatives that are important and unique to your senior life; respect your circumstances and confidentiality; provide guidance and assistance in financial, emotional, spiritual and health issues with your best interests in mind; create solutions that acknowledge your particular concerns and challenges; inconspicuously accommodate any age appropriate physical challenges and impairments that you may have to ensure that your needs are met.
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